KEB01
Located in Buffalo Grove, IL
Pay: $40-50/hr
Job Full Description
Compliance Assurance Manager - Contract
Our FinTech client who is located in the Buffalo Grove area is seeking a Compliance Manager to join their team for a contract opportunity.
Position Details:
- Contract of 3 months, until EOY
- $40-50/hr, based on experience
- Potential for remote opportunity or if local to Buffalo Grove, hybrid schedule of 2 days in office
- Monday-Friday, 8am-4:30pm
- Immediate benefits available while working through Express that include Medical, Dental, Vision, Short & Long Term disability, Employee Assistance Program, and weekly paychecks!
Job Responsibilities:
- Assist in designing a risk-based regulatory compliance monitoring & testing framework.
- Assist in developing and completing the annual Compliance Monitoring & Testing plan, ensuring coverage for existing and new regulations, changes to existing regulations, and any audit or exam findings.
- Design and evaluate the operating effectiveness of controls, assess identified findings, resolve root causes, propose risk ratings in accordance with internal guidelines and standards, and draft recommendations and reports.
- Document test results and reporting metrics in central repository.
- Facilitate the assignment and execution of issue closure verification testing to ensure testing conforms to guidelines and standards, work papers are complete and accurate, and the testing is completed promptly.
- Assist in executing Monthly, Quarterly and Annual compliance key performance and company-wide key risk indicator analysis and reporting.
- Implement and present reporting of key performance and company-wide key risk indicators.
- Review and propose amendments (as needed) and implement policies, procedures, manuals, systems, and training, where appropriate, due to changes in regulation, industry practice, or otherwise.
- Identify and lead opportunities to optimize tools/technology to enable inquisitive work as needed.
- Support ongoing audits and reviews.
Ideal Candidate:
- Bachelor's degree or equivalent industry experience
- Compliance or AML Certification
- 6+ years in risk, compliance testing, internal audit, or related financial services roles.
- In-depth knowledge of consumer compliance, AML/OFAC, payments, and e-money regulations.
- Proven ability to develop test scripts from business requirements and assess adherence to regulations and controls.
- Strong data analysis capabilities, with the ability to derive insights from large datasets for leadership
- Strong communication, planning, project management, and data analysis skills.
About Express Employment Professionals: Work with a locally owned staffing company that partners with companies in Lake County IL to hire long term talent. Express has over 800+ locations nationwide and 22 in the Chicago-land area.
TO APPLY- Email resume to jobs.libertyvilleil@expresspros.com
Libertyville, IL
2377
836 South Milwaukee Avenue
Libertyville, IL 60048
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